Compliance Disclosures
Updated January 2011
MN Insurance License #27546
NMLS ID #385535
Securities and investment advice are services of and offered through FSC SECURITIES CORPORATION, a registered broker/dealer (member FINRA & SIPC) and a registered investment advisor. Jim Christian (the individual) is affiliated with FSC. However, Jim Christian Inc. (the company) is not affiliated with FSC Securities Corporation and is not a registered broker/dealer or registered investment advisor.
Notice to E-Mail Recipients
It is important that you do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity, to send fund transfer instructions, or to effect any other transactions. Any such request, orders, or instructions that you send will not be accepted and will not be processed; you must speak with your financial professional directly to execute your order.
PRIVILEGED & CONFIDENTIAL This electronic message (and any attachments) is confidential property of the sender. Any interception, copying, accessing, or disclosure of such information is prohibited except by the sender and the intended recipient. The sender takes no responsibility for any unauthorized reliance, use or reuse of such information. If you have received this information in error, please immediately notify the sender and delete and purge this information. Do not forward this message without express authorization.
CIRCULAR 230 DISCLOSURE In compliance with requirement imposed by the IRS pursuant to IRS Circular 230, we inform you that any U.S. tax advice contained in this communication (including any attachments) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein.
FSC Securities Corporation does not offer tax of legal services.
Any investment recommendations are based on information that is collected from sources such as Morningstar that are believed to be reliable. Past performance does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost.
The information contained in these reports reflect activity for periods shown and is based on sources believed to be accurate, however it cannot be guaranteed. It is neither an official statement of your account(s) with FSC SECURITIES CORPORATION, nor has the data been audited or verified by FSC SECURITIES CORP., correspondent, individual sponsor(s) or custodian(s) as to its accuracy. Please refer to the confirmation notices and client statements that you receive directly from them. Prices, yields and total returns will fluctuate. Some securities listed may not be liquid. Prices shown may reflect an approximate or estimated value, and not necessarily reflect actual selling or market price. Tax deferred accounts/products (such as variable annuities) have various rules and restrictions that apply regarding accessibility of funds, tax consequences and other factors.”
“Past performance may not be indicative of future results. Therefore, no client should assume that the future performance of any specific investment or investment strategy will be profitable or equal to past performance levels.
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